SIDC - Module 6 Past Year Question with Answer

1-1-6 (1-4-page 11)

Question 1

Which of the following describe the activities of stockbroking companies?

1. To take orders from clients to buy and sell securities
2. To underwrite new issues of securities
3. To research and report on the listed companies and their securities
4. To facilitate payment and settlement of securities by clients

1. (i) and (ii) only
2. (i) and (iii) only
3. (iii) and (iv) only
4. All of the above

1-1-8 (1-1-page 2)

Question 2

‘Securities’ is the general term used to describe financial instruments which are:

1. marketable or saleable in the marketplace
2. evidence of ownership or debt
3. interest bearing or dividend paying instruments
4. physical commodities that are traded in financial markets

1. (ii) and (iv) only
2. (i) and (iii) only
3. (i), (ii) and (iii) only
4. (ii), (iii) and (iv) only

Total Questions : 60
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